Name and Shame
Name and Shame



This complaint was posted on NAS on 6th Jan, 2021 and is a permanent record located here: .

NameandShame Author
The Smart Investor Feed
6th Jan, 2021

Insider Trader Alert!

Today, The Smart Investor Feed brings you another morally reprehensible fraud.

Roland M. Mathysa has been seized/arrested by the U.S. Securities And Exchange Commission (SEC). Shocking right?

We weren’t expecting this as well, but these scammers are getting smarter by the minute, making it harder for us to identify.

Such swindlers seem to be booming in numbers lately. This case is kind of interesting, why don’t I show you why:

Full Report On Roland M. Mathysa

On December 2, 2020, the U.S. District Court for the Southern District of New York entered a default judgment against Roland M. Mathys for insider trading in the securities of Bioverativ, Inc.

The SEC's complaint against Mathys, filed on June 13, 2019, alleged that Mathys received material non-public information about an impending acquisition of Bioverativ and, on the basis of that information, purchased out-of-the-money Bioverativ call options in the days immediately leading up to the public announcement. The complaint alleged that Mathys's purchases made up a significant portion of all reported options trades in the series of Bioverativ options he traded, including almost 100 percent of the market in several instances. According to the complaint, Mathys made approximately $5 million from his illicit trading.

In a parallel action, the U.S. Attorney's Office for the Southern District of New York criminally indicted Mathys, and also obtained an order civilly forfeiting the proceeds of Mathys's illegal trading.

Mathys did not answer or otherwise respond to the SEC's complaint. In its order entering a default judgment, the court permanently enjoined Mathys from violating the antifraud provisions of Section 14(e) of the Securities Exchange Act of 1934 and Rule 14e-3 thereunder. The court also ordered Mathys to pay a civil penalty of $9,889,369, which represents double Mathys's illegal trading profits.

Conclusion: Roland M. Mathysa Is A Fraud

The report on SEC clearly suggests that Roland M. Mathysa never had any intentions to do honest business or provide helpful services. Main intention behind all their actions was to take advantage of the honesty & gullibility of people and scam them. It would be an understatement to call this a mere fraud, this one is a scandal.

If you feel like you are a victim of this scam, then I recommend contacting a law firm and consulting with them about a lawsuit. Companies & firms pay huge reprimands to settle serious lawsuits.

Help Us Fight These Criminals

Do you have evidence against Roland M. Mathysa or one of their associates, then please post it here. These criminals rely on their witnesses’ & victims’ silence, if you speak up, then they get exposed and punished for their horrific acts. I started The Smart Investor Feed on this site with only one purpose; to become a nightmare for the financial frauds in the country. I try to post often, so you can bookmark my profile for regular updates on frauds & con-artists.

Full Disclosure: We sourced this piece of information from the SEC database

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